Governance Policy and System
Introducing the governance system at Mitsubishi UFJ Securities Holdings.
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The Company has established the Corporate Governance Policies that set out the policy and framework of the Company’s corporate governance and serve as a guide for the actions of directors and management.
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Based on the Corporate Governance Policies, a highly flexible and effective governance system is in place.
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We, the directors and employees of MUFG, will comply with the MUFG Group Code of Conduct as the basis of our daily work, seeking to put into practice the management philosophy of our global comprehensive financial group and to build a corporate culture in which we act with integrity and fairness. Please see MUFG’s website for details.
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Mitsubishi UFJ Financial Group and its subsidiaries and affiliates have established the Policy for Conflicts of Interest Management and shall take all necessary actions to ensure that all officers and employees comply with the policy and do not falsely harm clients’ interest.
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The Company stands firmly against anti-social forces and rejects all ties with them through reinforced cooperation with external specialist organizations.
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The Company has established the whistle blowing hotline, which serves as a consultation and reporting system.