Home > Personal Information Protection Policy > Personal Information Protection Policy

Personal Information Protection Policy

Personal Information Protection Policy of Mitsubishi UFJ Securities Holdings group companies

Mitsubishi UFJ Securities Holdings group companies believes it is the group's social responsibility to handle customers' personal information, individual numbers, and specific personal information (hereinafter collectively referred to as "personal information" in this Policy) properly under MUFG Way set out by the MUFG Group. The following is our Personal Information Protection Policy.
We intend to do our best to protect our customers' personal information by ensuring that every executive and employee complies with this Policy.

  1. We will comply with laws and regulations regarding the proper handling of customers' personal information.
  2. We will acquire customers' personal information properly. We will notify and/or disclose the purpose of such personal information to customers and will not use it beyond the disclosed purpose except as permitted by law.
  3. We will educate all of our executives and employees so that they understand the importance of protecting personal information and handle customers’ personal information properly.
  4. We will take necessary and appropriate measures to ensure the security of personal information and will endeavor to prevent improper access to, alteration, loss and/or leakage of personal information.
  5. We will not supply any personal information to third parties (Both inside and outside of our group) without the prior consent of the individual concerned, except as permitted by law. With regard to individual numbers, we will not supply these to a third party even with the consent of the customer except as permitted by law.
  6. When outsourcing the handling of personal information to other institutions, we will monitor the institutions concerned to ensure that appropriate measures are taken to protect customers’ personal information.
  7. We will establish procedures for correcting and disclosing personal information of customers. We are also willing to receive opinions and inquiries regarding the handling of such personal information.
  8. We will continually review and improve our management systems to protect personal information.

Personal Information Protection Policy of Mitsubishi UFJ Securities Holdings Co., Ltd.

Mitsubishi UFJ Securities Holdings Co., Ltd. believes it is the company's social responsibility to handle personal information, individual numbers, and specific personal information (hereinafter collectively referred to as "personal information" in this Policy) properly under MUFG Way set out by the MUFG Group. The following is our Personal Information Protection Policy.
We intend to do our best to protect our personal information by ensuring that every executive and employee complies with this Policy.
For details, please refer to “Handling of Personal Information.

  1. We will comply with laws and regulations regarding the proper handling of personal information.
  2. We will acquire personal information properly. We will notify and/or disclose the purpose of such personal information and will not use it beyond the disclosed purpose except as permitted by law.
  3. We will educate all of our executives and employees so that they understand the importance of protecting personal information and handle personal information properly.
  4. We will take necessary and appropriate measures to ensure the security of personal information and will endeavor to prevent improper access to, alteration, loss and/or leakage of personal information.
  5. We will not supply any personal information to third parties without the prior consent of the individual concerned, except as permitted by law. With regard to individual numbers, we will not supply these to a third party even with the consent of the customer except as permitted by law.
  6. When outsourcing the handling of personal information to other institutions, we will monitor the institutions concerned to ensure that appropriate measures are taken to protect personal information.
  7. We will establish procedures for correcting and disclosing personal information. We are also willing to receive opinions and inquiries regarding the handling of such personal information.
  8. We will continually review and improve our management systems to protect personal information.

End of Document