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Fiduciary Duties

Mitsubishi UFJ Financial Group (“MUFG”) has formulated and announced “MUFG Basic Policy for Fiduciary Duties” as a common guideline of the Group so as to enforce its customer-first undertakings.

Mitsubishi UFJ Securities Holdings (the “Company”) and the Group companies will, in addition to adopting the “Principles for Customer-Oriented Business Conduct” established by the FSA in March 2017, under this basic policy, aspire to further improve their products and services and will periodically announce status updates. In order for the Group companies to realize customer-first business operations, the Company is monitoring these efforts. For details regarding the Group companies’ initiatives for customer-first business operations, please visit company’s website.